Securities and advisory services offered through Royal Alliance Associates, Inc. member FINRA and SIPC. Veritas Retirement Consultants is a marketing designation. Group employee benefit services offered through Veritas Risk Services, which is not affiliated with Royal Alliance Associates, Inc. Royal Alliance Associates, Inc. does not offer tax or legal advice. All other listed entities are unaffiliated. This communication is strictly intended for individuals residing in the states of CA, CO, and IL. No offers may be made or accepted from any resident outside the specific state(s) referenced.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
FINRA and SIPC.
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Downers Grove, IL 60515